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Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Wilmington, DENYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...Over 4 weeks ago on Professional Diversity NetworkTools -
Privacy and Compliance Officer
Management & Exec · VMR Strategic Solutions · Columbia, MDJob Type: Full Time Location: Columbia, Md. Clearance: TS/SCI w/Polygraph VMR Strategic Solutions is seeking a Privacy and Compliance Officer. Are you interested in joining a dynamic team that provides crucial support to USCYBERCOM’s internal comm...Over 4 weeks ago on StaffingSot - Recruiting SoftwareTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Plano, TXNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...Over 4 weeks ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · New York, NYNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...Over 4 weeks ago on Professional Diversity NetworkTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · Richmond, VANYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...Over 4 weeks ago on Professional Diversity NetworkTools -
Manager, Compliance Officer (Trust Compliance)
Management & Exec · Tiaa · Charlotte, NCThe Compliance Officer implements broader planning for Trust and Wealth business unit fiduciary compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illega...TIAA ·Over 4 weeks ago on BroadbeanTools -
Quality and Compliance Officer
Management & Exec · Service Care Solutions · Coatham Mundeville… Service care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council. The Children’s Quality and Compliance Officer will ensure that all services are i...Over 4 weeks ago on ListedBuyTools -
Quality and Compliance Officer
Management & Exec · Charles Hunter Associates · Coatham MundevilleAre you an experience Nurse looking for a new challenge My client who is a National Charity is looking for the right candidate to support their Quality Assurance. This particular role will concentrate on quality with their medication governance ac...Over 4 weeks ago on ListedBuyTools -
Compliance Officer Banking
Management & Exec · Additional Resources · Coatham MundevilleCompliance Officer, Risk Officer, Compliance Manager, MLRO, Officer, compliance, financial, Banking Compliance Officer Banking - Central London Salary: £30k - £35k + Excellent Benefits Office Based Working for a leading foreign bank in Central Lon...Over 4 weeks ago on ListedBuyTools -
Senior Compliance Officer - Advisory and Guidance
Management & Exec · Disability Solutions · Phoenix, AZJob Title:Senior Compliance Officer - Advisory and GuidanceLocation:CityScapeWhat you'll do:The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requiremen...TopUSAJobs.com ·Over 4 weeks ago on TopUSAJobsTools -
Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Management & Exec · Capital One · McLeanNYC 299 Park Avenue (22957), United States of America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three instit...Over 4 weeks ago on Professional Diversity NetworkTools -
Compliance Officer
Management & Exec · Brooklyn, NY… (Brooklyn, NY) Resp to evaluate pharma literature to provide info regarding use of non-prescription drugs; work on customer concerns & problems & provide assistance in prep of various reports that will be used by our Pharmacist,...Over 4 weeks ago on JobvertiseTools -
Compliance Executive
Management & Exec · SRG · Coatham Mundeville… Insurance Gibraltar Competitive Salary Package Hybrid Compliance Executive required for an expanding insurance company based in Gibraltar. This is a real opportunity within a FTSE 100 Group to be an integral part of the Compli...Over 4 weeks ago on ListedBuyTools -
Senior Compliance Officer
Management & Exec · MY Ria Lawyer · RemoteThe Senior Compliance Officer is a professional who Loves all things compliance and helping firms improve their compliance programs. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. The ideal cand...Over 4 weeks ago on WizeHireTools -
Compliance Officer (Program Admin Officer 3)
Management & Exec · The Government Of Nova Scotia · HalifaxCompetition # : 42625 Department: Finance and Treasury Board Location: HALIFAX Type of Employment: Permanent Union Status: NSGEU - NSPG Closing Date: 09-May-24 (Applications are accepted until 11:59 PM Atlantic Time) About Us At the Nova Scotia De...Over 4 weeks ago on ListedBuyTools